Private Placements: Raising Capital from Investors, Part 2 Out of Stock
OnDemand
Ratings |
|
Standard Price | |
Member Price | |
Size | |
Color | |
Qty |
Product Details
About the Seminar - Computer Based Audio ONLY programs (No Video) - DOES NOT QUALIFY FOR CLE BIG TICKET
Closely held companies raise capital through private placements, an offering of stock or other securities to private investors. Offerings of every size must comply with a dense set of federal securities regulation that require the offering of securities to be registered with the Securities and Exchange Commission or qualify for an exemption from registration, mostly commonly Regulation D. Failure to understand the regulatory framework and draft private placement documents exposes the offering company to substantial financial liability. This program will provide you with a practical guide to planning private placements, drafting the operative agreements, and understanding the regulatory framework governing them.
Part 2:
- Practical guidance on drafting subscription agreements
- Understanding disclosures in offering documents and liability for issuer of securities
- Special issues for small private placements
- Crowd-funding as a capital raising tool
Speaker:
S. Lee Terry is a partner in the Denver office of Davis, Graham & Stubbs, LLP, where he has a broad corporate and securities practice. He advises clients on mergers and acquisitions, joint ventures, partnership agreements, licensing and other technology related contracts. He has an active practice advising private companies, ranging from capital raising and major transactions to dispute resolution and investigations. He also has an extensive securities law practice, including various types of capital raising transactions. Earlier in his career, he worked in the Office of General Counsel of the Securities and Exchange Commission. Mr. Terry earned his A.B. from the University of Michigan and his J.D. from Wayne State University.
Mandatory MCLE Credit Hours
This seminar qualifies for 1.0 MCLE Credit Hour
Note: When submitting your compliance reports to the SC Commission on CLE and Specialization, if you completed this in 2020, please use this course code: 201880ADT.
Note: When submitting your compliance reports to the SC Commission on CLE and Specialization, if you completed this in 2021, please use this course code: 213081ADT.
Tags Business/Corporate; Tax